Steven Ludwig
Chief Compliance Officer
Steven Ludwig is a Senior Principal Consultant with ACA Global serving as an outsourced Chief Compliance Officer for registered investment advisers. In this role he supports firms managing a variety of products including retail mutual funds, ETFs, cryptocurrency and private funds. He has over twenty years of compliance experience. He began his career with J.P. Morgan working in the development and marketing of products supporting the financial needs of state and local governments, including public and private schools. He was tapped by J.P. Morgan to assist in building out a corporate compliance program. He later moved on to join Lazard as a Vice President and Senior Compliance Officer within the investment banking and asset management divisions. He later joined Pershing as a Chief Compliance Officer, before moving on to serve as a Chief Compliance Officer of PIMCO and more recently the Chief Ethics Officer of Fidelity Investments.